To provide an understanding of Global Custody and the specialist operations involved within 1 day.
Anyone working in or with Global Custody operations who are not Custody specialists eg IT executives, Mutual Fund Managers, HR Managers, Lawyers and Accountants.
No specific knowledge is assumed.
-Background to Global Custody.
-Legal requirements. Responsibilities.
-Types of Global Custody arrangements. Strengths. Weaknesses.
-Uses of Sub-custodians.
-Securities: Record keeping. What is required.
-Valuations. Reporting to customers.
-Daily Custodian Operations: clients, monitoring, checking and reporting operations.
-Payment and communication systems.
-Instruction processing. Timing. Cut off and value dates.
Corporate Actions are covered in a separate two day course. See details of this course elsewhere on this site.
Investment Education PLC